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Titlebook: New Accountability in Financial Services; Changing Individual Joe McGrath,Ciaran Walker Book 2022 The Editor(s) (if applicable) and The Au

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發(fā)表于 2025-3-21 17:56:18 | 只看該作者 |倒序?yàn)g覽 |閱讀模式
書(shū)目名稱(chēng)New Accountability in Financial Services
副標(biāo)題Changing Individual
編輯Joe McGrath,Ciaran Walker
視頻videohttp://file.papertrans.cn/665/664726/664726.mp4
概述Incorporates insiders’ accounts of enforcing financial services regulation and scholarly analysis.Examines individual accountability frameworks in multiple jurisdictions.Locates frameworks in the broa
叢書(shū)名稱(chēng)Palgrave Socio-Legal Studies
圖書(shū)封面Titlebook: New Accountability in Financial Services; Changing Individual  Joe McGrath,Ciaran Walker Book 2022 The Editor(s) (if applicable) and The Au
描述.This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and Australia (BEAR and the forthcoming FAR), together with a forthcoming new individual accountability regime (?in particular,?SEAR) in Ireland. It provides a framework for analysing whether these regimes will achieve behavioural change in the financial services industry. This book argues that, whilst sanctioning individuals to deter future misconduct is an important part of any successful regulatory strategy, the focus should be on ensuring that individuals in the financial services industry internalise the norms of behaviour expected under the new regimes. In this regard, the analysis in this book is informed by criminological theory, regulatory theory and behavioural science. The work also argues for a “trajectory towards professionalisation”?of financial services, and banking in particular,?as an important means of positively influencing industry-wide norms of behaviour, which have a key influence on firms’ and individuals’ behaviours..
出版日期Book 2022
關(guān)鍵詞financial crime; white-collar crime; crime prevention; accountability regime; regulating banks; law and b
版次1
doihttps://doi.org/10.1007/978-3-030-88715-5
isbn_softcover978-3-030-88717-9
isbn_ebook978-3-030-88715-5Series ISSN 2947-9274 Series E-ISSN 2947-9282
issn_series 2947-9274
copyrightThe Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerl
The information of publication is updating

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The Systemic Problem of Unethical Behaviours in Financial Services,th a particular focus on the banking sector. It argues that misconduct in the financial services sector is systemic in nature, and not merely the result of the actions of a few “bad apples”. It demonstrates this point by critically describing the scale and nature of high-profile financial scandals i
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New Accountability in Financial Services: Concluding Thoughts,to describe an emphasis on measures that promote ethical cultures and the internalisation of good governance norms, rather than an approach that emphasises blame, sanctions, and punishments. It argues in favour of a trajectory towards professionalising banking, as a form of new accountability in whi
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